• Head of Conflict of Interest

    SMBC (New York, NY)
    …portfolio of benefits to its employees. **Role Description** The Head of Conflict of Interest (CoI) management for the Compliance Department plays ... a pivotal role in ensuring the robust CoI management and oversight of SMBC Americas Control Room (CR)....of our operations. **Role Objectives** + **Manage Conflicts of Interest ** : Oversee the implementation of the SMBC Americas… more
    SMBC (04/27/24)
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  • Group Model Risk Officer - Capital, Allowance…

    Wells Fargo (New York, NY)
    …models; Interest Income, IRR and liquidity models. This role reports to the Head of Enterprise Model Risk Management of Wells Fargo. **In this role, you ... Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management . Wells Fargo ranked No. 47 on Fortune's 2023 rankings of America's… more
    Wells Fargo (05/30/24)
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  • Associate Director, Marketing Manager

    S&P Global (New York, NY)
    …prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance ... relevant personas within your assigned sectors. Reporting to the Head of Global Event Marketing & Marketing, Americas, you...within S&P Global, presenting your expertise and insights to management and other divisions. **The Team / The Business:**… more
    S&P Global (05/05/24)
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  • Senior Manager, Compliance Testing

    Scotiabank (New York, NY)
    …& Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of ... applicable to all of Scotiabank's US broker-dealer, banking, investment management activities, corporate functions, and other financial services activities. The… more
    Scotiabank (05/29/24)
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