- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Control Management Specialist for issue management handling for Wealth Investment Management ... in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area + Provide risk management … more
- Wells Fargo (Charlotte, NC)
- …for moderate to high-risk areas with high quality according to IT&V and Issue Management standards with subject matter expertise in technology, information ... and exercise independent judgment while developing expertise in risk management framework and the risk and control ...audit + Experience with technology, data, and program level control testing and issue validation, including performing… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist - Regulatory Management Team Jacksonville, Florida;Boston, Massachusetts; Charlotte, North Carolina; Phoenix, Arizona ... and control improvements for remediation. The Senior Business Controls Specialist (Regulatory Management Team) will provide analytical support to Enterprise… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- Quality Assurance Specialist , Document Control Department: Quality Assurance Location: Monroe, NC START YOUR APPLICATION ... (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=2874875&source=2874875-CJB-0) Under the direction of the QA Document Control Supervisor, the QA Specialist - Document… more
- Wells Fargo (Charlotte, NC)
- …currently have an opportunity on the TRACE team as a Senior Independent Testing Specialist to execute financial crimes reviews and issue validations. **In this ... to meet Independent Testing deliverables while leveraging solid understanding of risk management framework and the risk and control environment. + Collaborate… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Real Estate Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... / IFRS16 Lease Accounting Standards + 3-5 years risk management , business control or compliance experience +...(advanced skills), Power Point, Outlook, etc. **Skills:** + Controls Management + Issue Management +… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida; Scranton, Pennsylvania **Job Description:** **ABOUT US:** At Bank of America, ... management processes to effectively identify, measure, monitor, and control risk, and ensure we have proper Risk Governance...or BA, Masters degree a plus **SKILLS:** * Controls Management * Issue Management *… more
- Wells Fargo (Charlotte, NC)
- …Fargo. Your responsibilities will include building, leading, transforming, and executing Risk & Control Self-Assessment and Issue Management as you build, ... role:** Wells Fargo is seeking a Senior Business Accountability Specialist to join our Technology organization and be part...control . You will ensure implementation of the required management frameworks to manage risks associated with the SDLC.… more
- Bank of America (Charlotte, NC)
- … Management + Written Communications + Active Listening + Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and ... mitigating risks in a timely manner, supporting engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF...scope and risk-based focus of the second line's risk management activities. The NFRR EAC C&OR Specialist … more
- Bank of America (Charlotte, NC)
- …to handle multiple projects in dynamic environment and global team setting Risk management , issue management , regulatory guidance Proven process design and ... Global Financial Crimes Specialist Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia;...risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance… more
- Bank of America (Charlotte, NC)
- …Regulatory Compliance + Monitoring, Surveillance, and Testing + Critical Thinking + Risk Management + Issue Management + Policies, Procedures, and Guidelines ... Crimes and Global Compliance - Enterprise Policies and the Enterprise Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will… more
- Wells Fargo (Charlotte, NC)
- … control , and process improvement initiatives + Execute reviews/assessments at a detailed control level + Issue report outs with analyses of the current ... Wells Fargo is seeking a Capital Markets Middle Office Specialist for the Process Review & Enhancement team (PRE),...Risk, and Operations' LOBs to actively manage risk and control initiatives + Make recommendations for enhancements to existing… more
- Bank of America (Charlotte, NC)
- … Management + Written Communications + Active Listening + Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and ... EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Wells Fargo (Charlotte, NC)
- …process map, identified risks, and corresponding controls + Knowledge and understanding of issue management and internal control policies + Demonstrated ... Wells Fargo is seeking a Senior Lead Business Accountability Specialist in Product Risk and Governance within Advice &...Advice & Planning + Development and execution of risk management , control design, and corrective actions +… more
- Bank of America (Charlotte, NC)
- …+ Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + Policies, Procedures, ... Global Financial Crimes Specialist Charlotte, North Carolina;Washington, District of Columbia **Job...key stakeholders within the Front Line Units (FLUs) and Control Functions (CFs), GFC risk executives and managers and… more
- Bank of America (Charlotte, NC)
- …Regulatory Compliance + Monitoring, Surveillance, and Testing + Critical Thinking + Risk Management + Issue Management + Policies, Procedures, and Guidelines ... Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington,...risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance… more
- Bank of America (Charlotte, NC)
- …Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Issue Management + Policies, Procedures, and Guidelines ... Global Financial Crimes Specialist Pennington, New Jersey;Charlotte, North Carolina; Phoenix, Arizona...risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance… more
- Bank of America (Charlotte, NC)
- …plans for team **Skills:** + Audit Planning + Coaching + Internal Audit Review + Issue Management + Risk Management + Business Acumen + Critical Thinking ... business partner relationships. Job expectations may include evaluating the control environment, fostering an inclusive work environment, and managing development… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist , as part of the Office Head of Technology. Learn more about the ... protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective planning for sustainability, ongoing control… more
- Charles Schwab (Charlotte, NC)
- …the results of audit testing, identify and draft audit observations for review. + Issue Management and Validation: Conduct validation testing of the audit ... processes across the organization. Additionally ,we evaluate the effectiveness of risk management , control and governance processes. Internal Audit leadership is… more