- Kohl's (Menomonee Falls, WI)
- The Associate General Counsel - Securities / SEC Reporting & Compliance serves as the expert on securities laws and regulations in handling a variety of corporate ... securities and governance matters across the Kohl's organization. This...executives and Deputy General Counsel, to advise on corporate securities compliance, emerging securities and governance trends,… more
- State of Colorado (Denver, CO)
- Criminal Investigator II: DORA/Division of Securities Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4533444) Apply Criminal Investigator II: ... DORA/Division of Securities Salary $6,737.00 - $8,085.00 Monthly Location Denver, CO...SLA-8527-06/24 Department Department of Regulatory Agencies Division Division of Securities Opening Date 06/06/2024 Closing Date 6/13/2024 11:59 PM… more
- Centuri Group, Inc. (Phoenix, AZ)
- Corporate & Securities Counsel Date: Jun 5, 2024 Location: Phoenix, AZ, US, 85027 Company: Centuri Group, Inc. (S4) Description: Who We Are Centuri (a subsidiary ... gas, and combination utility clients. The position title of Corporate & Securities Counsel reports directly to the EVP, Chief Legal and Administrative Officer,… more
- Arkansas Government Job (Little Rock, AR)
- ACOM SENIOR SECURITIES EXAMINER Date: May 31, 2024 Req ID: 37569 Location: LITTLE ROCK, AR, US, 72202 Category: STATE SECURITIES DEPARTMENT Anticipated Starting ... GS09 FLSA Status: EXEMPT Salary Range: $50,222.00 - $72,822.00 Summary The Securities Examiner is responsible for serving as Examiner-in-Charge of examinations and… more
- Arkansas Government Job (Little Rock, AR)
- ACOM SECURITIES EXAMINER Date: May 29, 2024 Req ID: 37227 Location: LITTLE ROCK, AR, US, 72202 Category: STATE SECURITIES DEPARTMENT Anticipated Starting Salary: ... Grade: GS07 FLSA Status: EXEMPT Salary Range: $40,340.00 - $58,493.00 Summary The Securities Examiner is responsible for the regulation of the securities ,… more
- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple plug-and-play ... and clean power source for future generations. Overview: The Securities Attorney will be part of the in-house legal...a critical role in advising and supporting the company's securities and corporate governance matters. You will work closely… more
- Thrivent Financial (Jupiter, FL)
- This position provides securities licensed administrative support to Watermark Financial Group. This position serves as a resource to Financial Advisors and ... Financial computer systems and programs in support of client relations, supporting securities related tasks, and other administrative tasks as assigned. The … more
- Wells Fargo (San Francisco, CA)
- …and other public disclosures, corporate treasury activities, corporate governance, and securities law compliance matters. + Review, provide comments, and advise on ... compliance with securities law requirements and best practices for significant environmental,...Advise our corporate treasury team on certain capital markets, securities , and funding transactions. + Participate in and handle… more
- Chemours (Wilmington, DE)
- …position is lead attorney for the purposes of ensuring compliance with securities laws and related corporate governance issues, with significant interactions with ... working in a top-tier law firm, with an emphasis on corporate and securities matters under federal securities laws, corporate governance issues, and general… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...Summer Analyst in the 2025 Corporate & Investment Bank Securities Services Leadership Program, you will develop your analytical,… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various...net asset value, reconciling cash and holdings, and pricing securities + Offer advanced solutions for assigned securities… more
- Morgan Stanley (New York, NY)
- …rank in the industry in quality and service. As part of the Restricted Securities Specialist Team you will devote your time to performing due diligence and approving ... transactions related to restricted and control securities . You will liaise with Financial Advisors and their...education on the rules related to transact in restricted securities and managing affiliate transactions. Role Description: * Respond… more
- Citigroup (Boston, MA)
- …Sales Enablement Team** The sales enablement team works closely with the Securities Services Sales, Client Executives and Account Managers. We provide expertise in ... targets. If you can write well in English, have a understanding of securities services, manage projects and people, are detailed orientated and have a perfectionist… more
- Amentum (Chantilly, VA)
- …advice on a wide range of matters including mergers and acquisitions, securities laws compliance and corporate governance and secretarial requirements. This position ... firm and/or in-house legal experience handling mergers and acquisitions, securities laws compliance and corporate governance/secretarial responsibilities. + Experience… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- City National Bank (Los Angeles, CA)
- **INVST OPERATIONS SECURITIES SPECIALIST** **WHAT IS THE OPPORTUNITY?** The Securities Specialist will support responsibilities assigned to the Trust Operations ... when required to. **Must-Have + Minimum 4 years of securities experience, preferably in trust securities . +...years of securities experience, preferably in trust securities . + Minimum 4 years of experience with procedures,… more
- MassMutual (Springfield, MA)
- **The Opportunity** As the Director, Securities Trade and Reconciliation you will lead a team of associates and be responsible for the daily automated and manual ... processes that address the root causes of business challenges. **The Team** The Securities Trade and Reconciliation team is part of the Investment Data Integrity… more
- City National Bank (Los Angeles, CA)
- …IS THE OPPORTUNITY?** Serve as a registered representative for City National Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for ... clients of City National Securities . Assist CNS brokerage clients and Retirement Services Clients with transactions and administrative support. **What you will do**… more
- Citigroup (New York, NY)
- …a foundational part of the Data, Digital and Innovation product organisation within Securities Services. DDI clients are Securities Services lines of business ... to be the best-in-industry data management function within the context of Securities Services. You will collaborate with application owners, central data teams, and… more
- The Cigna Group (Philadelphia, PA)
- The Counsel **, Securities , Treasury and Subsidiary Governance** will provide strategic legal guidance on securities law obligations, , enterprise financing, ... and registration statements. + Provide strategic advice on general securities matters, including Regulation FD and Regulation G, and...law firm corporate practice.** + **Broad knowledge of federal securities laws under the Securities Act of… more