- Citigroup (Tampa, FL)
- …a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a significant growth program to ... and be adventurous whilst taking measured risk, adopting safe practices to protect the firm . Data lineage and optimization is core to how we develop our eco system.… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is looking to add to its Prime Brokerage Business Consulting group. The Business Consulting Team provides expert advice to investment managers ... regimes. *Knowledge of fund service provider landscape including Law Firms , Fund Administrators, PEOs, Compliance Consultants, Audit and Tax...or hedge fund service provider such as a law firm , accounting firm or compliance adviser. *Strong… more
- CHARLESGATE (Boston, MA)
- …our clients. An amazing and unique opportunity to expand your general brokerage business and grow within our New Development Sales business unit. Expectations ... pages and promote content on your personal social media. + Engage the co- brokerage community to encourage showings and sales, including but not limited to broker… more
- Truist (Charlotte, NC)
- …Responsible for supporting strong risk management practices in alignment with the firm 's risk appetite and the assigned business unit's strategic & financial plan. ... acceptance or mitigation of the identified risks through day-to-day review of brokerage account transactions. 2. Lead a team of Regional Supervisors responsible for… more
- Insight Global (Tampa, FL)
- …Real Estate Services Firm who is looking for a Managing Director, Brokerage to lead their growing Tampa, FL location. This Managing Director will be responsible ... Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements Florida Real Estate Brokerage License 7+ years of commercial real estate … more
- JPMorgan Chase (Newark, DE)
- …client's needs. The range of services typically available to our Prime Brokerage clients are Global Custody (including Clearing, Custody and Asset Servicing), ... Lending, Financing and Margin Solution **Job Summary:** As a Fixed Income Prime Brokerage Settlement Analyst in Prime Financial Services, you will be the "Go To"… more
- Truist (Richmond, VA)
- …The location is 1001 Semmes Avenue, Richmond, Virginia. Ensure that all brokerage accounts are opened and maintained accurately, including the review and cataloging ... change from time to time. 1. Update client and account information within firm applications while maintaining a high degree of accuracy. 2. Ensure account… more
- Beemac Logistics (Beaver, PA)
- …+ Top 500 Largest For-Hire Carriers by Freight Waves 2023. + Ranked 60th Top Freight Brokerage Firms in the US by Transport Topics 2023. + Ranked in the "Top ... of business in the transportation industry (*only those with direct freight brokerage experience will be considered), while influencing and motivating others to… more
- Truist (Richmond, VA)
- …line of business insight into risk and regulatory projects, rule implementation or firm projects. Following is a summary of the essential functions for this job. ... serve as risk Subject Matter Expert (SME) to Wealth Brokerage Business Leaders and field across all risk types...5. Deliver metrics to successfully track progress towards Wealth Brokerage risk management metrics. 6. Foster a spirit of… more
- Wells Fargo (Salt Lake City, UT)
- …with marketing related activities, establishing and maintaining files to meet the firm 's regulatory requirements + Establish and maintain filing and record keeping ... management for review when applicable **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or… more
- Robert Half Finance & Accounting (Dallas, TX)
- …Half Finance and Accounting has teamed up with $8 billion plus private equity firm to assist in the recruitment of a Senior Operations Analyst. This person will ... in the Exchange-Traded Settlements group is responsible for reconciling prime brokerage and custody accounts, resolving daily trade breaks and fails, processing… more
- Truist (Greensboro, NC)
- …and work-related experience 2. Five years of marketing experience in a brokerage firm with significant supervisory responsibility 3. Demonstrated ability to ... effectively manage people and projects 4. A thorough understanding of the advertising review process as mandated by Financial Industry Regulatory Authority, Inc. (FINRA) 5. Strong writing and presentation skills 6. Significant experience planning client and… more
- CBRE (Houston, TX)
- 2024 Sales/ Brokerage Intern - Summer (Houston, TX) Job ID 135397 Posted 20-Sep-2023 Service line Advisory Segment Role type Full-time Areas of Interest ... in the largest and most successful global commercial real estate services firm . The internship accelerates your learning and development by providing you with… more
- Citigroup (New York, NY)
- …of transactions when making business decisions; demonstrating proper consideration for the firm 's reputation + Be familiar with and adhere to Citi's Code of ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Vanguard (Malvern, PA)
- Job Description + Vanguard has a Senior Solutions Architect/ Brokerage Platform opportunity with our Personal Investor Technology team. We are looking for someone ... with broad and deep brokerage platform domain experience. Brokerage is at...you will: + Provide the architectural leadership in shaping firm or business unit-wide, transformational, business technology solutions, with… more
- Federal Reserve System (Dallas, TX)
- …meetings with management to develop a deep and broad understanding of the firm 's core business lines, including retail brokerage and registered investment ... This position is responsible for overseeing regulatory compliance with the supervised firm 's core business lines, with focus on broker/dealer and advisory services… more
- Friedman Management Company (Chicago, IL)
- …years, Friedman Real Estate is one of the largest privately owned full-service real estate firms in the US Our brokerage group is rapidly expanding our unique ... Real Estate Broker - Investment Sales Job Details Level Experienced Job Location Friedman Brokerage Office - Illinois - Chicago, IL Job Category Sales With a stellar… more
- MassMutual (Phoenix, AZ)
- …As a **Business Acceptance Consultant** you will conduct back-office review and firm -accept **a** nce of Inforce business submissions related to Brokerage , ... Additionally, it is expected that you will assist when needed with Brokerage /Advisory Transfer of Assets and Money Movement items for Business Acceptance,… more
- AON (New York, NY)
- …look like As part of an industry-leading litigation and contingent risk insurance brokerage team, you will help empower results for our clients by delivering ... line. + Sells complex services/solutions to corporates, private equity firms , law firms , and litigation funders, including...experience as a corporate litigator in a large law firm and/or business litigation-focused boutique law firm … more
- AON (New York, NY)
- …What the day will look like + Independently managing and developing bank and brokerage firm relationships to sell and deliver data analytics, including market ... division (McLagan) partners with all leading global financial services firms , as well as regional and boutique organizations that...look like + Independently managing and developing bank and brokerage firm relationships to sell and deliver… more
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