- Morgan Stanley (New York, NY)
- …rank in the industry in quality and service . As part of the Restricted Securities Specialist Team you will devote your time to performing due diligence and ... approving transactions related to restricted and control securities . You will liaise with Financial Advisors and their...Financial Advisors and Branch Management partners in the EFS service model including guidance and education on the rules… more
- MassMutual (Springfield, MA)
- …Opportunity** As a critical member of a specialized team, the Investment Cash & Securities Specialist will work with the Corporate Units, Lines of Business ... investment operations experience; prefer experience in back-office securities operations (reconciliation of cash to receivables/payables, technical… more
- Wells Fargo (Charlotte, NC)
- …trade flow functions including client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Asset Services team as part of Corporate and… more
- Wells Fargo (Charlotte, NC)
- …Manage client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist Military Apprentice for our Corporate and Investment Banking… more
- SMBC (White Plains, NY)
- …and buying channel strategies and operational procedures. Reporting to the Purchasing Operations Supervisor, the Purchasing Operations Specialist plays a ... and supporting purchase transactions through the Coupa system. The Purchasing Operations Specialist supports both internal stakeholders and suppliers with… more
- Wells Fargo (Charlotte, NC)
- …Manage client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured ... role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join our Asset Services...and interpersonal communication skills + Experience with a customer service mindset and a focus on continuous improvement **Job… more
- Morgan Stanley (Seattle, WA)
- …each other to process all tasks throughout the day. ABOUT THE ROLE The Investment Operations Specialist works closely with the team on ensure all sponsors have ... its workforce (M/F/Disability/Vet). **Job:** **Asset/Investment Management* **Title:** * Investment Operations Specialist - Parametric* **Location:** *Washington-Seattle* **Requisition… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Alternative ... and Security Services (CRSS) is part of our Client Service & Support's (CS&S) Operational Support division. CRSS is...Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and… more
- ElectriCities of North Carolina (Raleigh, NC)
- …Agency and ElectriCities accounts. + Daily management of all monies and investment securities of both short-term and long-term funds for all NCEMPA accounts, managed ... + Direct the settlement of all purchases, sales and activities of investment securities between the Agencies' brokers/dealers and/or banks. + Process and verify all… more
- JPMorgan Chase (Columbus, OH)
- The Chase Wealth Management Lending Product Specialist (LPS) Vice President serves as a regionally aligned point of contact for all securities -based lending ... providing seamless execution of all new lending requests. The Lending Product Specialist is responsible for driving broader awareness of our lending capabilities and… more
- Charles Schwab (Westlake, TX)
- …and transform the finance industry together. The Managed and Advised Account Operations Advisor Services (MAAO) team performs a variety of functions primarily on ... the Advisor Services of Schwab's business . We service Registered Investment Advisors, as well as third party and propriety Money Managers all over the country that… more
- US Tech Solutions (Boston, MA)
- …and verification, processing and recording and reporting and reconciliation. + The Operations Specialist must have the ability to identify market related ... 3 days in office** + Candidate is responsible for performing specialized operational securities processing activities in support of the firm's business lines. + This… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **The Team:** The Corporate actions and Securities processing segment sits within S&P Global Market Intelligence and is an ... market segments to reduce risk, increase operational Efficiency and enhance client service quality by helping them streamline, optimize and automate their complex… more
- US Bank (St. Paul, MN)
- …**Job Description** **_Department: Wealth, Corporate, Commercial and Institutional Banking (WCIB) Operations - Custody Operations - Settlements and Entitlements ... sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision.… more
- MUFG (New York, NY)
- …and Advisory. Securitized Products Primary Desk: Asset Backed Securities , Collateralized Loan Obligations, and Pass-Through Notes. **Major Responsibilities:** ... amount of commercial banking experience is preferable + Very strong customer service skills with exceptional written and verbal communication skills + Strong problem… more
- Wells Fargo (Charlotte, NC)
- …Manage client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured ... **About this role:** Wells Fargo is seeking a Buy-In Specialist as part of Corporate and Investment Banking (CIB)... as part of Corporate and Investment Banking (CIB) Operations . **In this role, you will:** + Monitor regulatory… more
- CalSTRS (Sacramento, CA)
- Job Posting: Desktop Application Specialist State Teachers' Retirement System JC-432813 - Desktop Application Specialist INFORMATION TECHNOLOGY SPECIALIST I ... Date:** **6/1/2024** **Job Description and Duties** The CalSTRS IT Infrastructure & Operations Division is seeking a motivated individual to work as an Information… more
- US Tech Solutions (Boston, MA)
- …to the client's counterparty instruction. Prepares communication of settlement of securities in different markets to the client's custodian. Monitors and resolves ... Provides feedback on client's counterparty performance. Provides superior client service to ensure client satisfaction and reference ability. Responds to… more
- US Tech Solutions (Boston, MA)
- …to the client's counterparty instruction. + Prepares communication of settlement of securities in different markets to the client's custodian. + Monitors and ... + Provides feedback on client's counterparty performance. + Provides superior client service to ensure client satisfaction and reference ability. + Responds to… more
- Truist (Richmond, VA)
- …regulators and guidelines established by Financial Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), and other regulatory bodies. ... equivalent education, training and work-related experience. 2. Provide high-quality client service . 3. Ability to handle multiple assignments; work under pressure in… more
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