- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here ... a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized as a… more
- Bank of America (Jersey City, NJ)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... across all risk categories including credit, market, liquidity, strategic, operational , reputational and compliance . The ideal candidate will be responsible… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (Jersey City, NJ)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model and reputational ...data asset management is foundational to add to the enterprise value. Within GRM, we have established the Data… more
- Bank of America (New York, NY)
- … and operational risk team and ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR)...* The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
- Bank of America (Jersey City, NJ)
- …related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise ... Compliance and Operational Risk ... Compliance and Operational Risk Manager (Security Log Management)...processes and practices + 4+ years of experience with enterprise security log management + Very strong knowledge of… more
- Bank of America (New York, NY)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
- City National Bank (Jersey City, NJ)
- …processes, system of internal controls for the Risk Management platform: Enterprise Risk , Model Risk , Operational Risk , Data Office, and Third ... risks, including but not limited to the understanding of enterprise risk management, data governance, third party...years of audit or related experience in banking operations, compliance , and/or risk management activities. + Minimum… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Neuberger Berman (New York, NY)
- … Risk matters and 2) a key person responsible for the execution of the operational / enterprise risk and resilience frameworks in accordance with best ... the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York...across broad functional areas, including Portfolio Managers, Legal & Compliance , Operations, Technology, Relationship Managers, and Client Service as… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Manager, First Line Operational Risk and New Initiatives, US...assess screener and new initiatives + Work closely with Enterprise Risk Management to ensure efficient review… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk capabilities across the enterprise . We are looking for an experienced AVP to...Banking as well as Capital Markets a plus + Risk management, compliance , or audit experience. +… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Microsoft Corporation (New York, NY)
- …and confidentiality. + Partner with key cross-company partners, including Internal Audit, Enterprise Risk Management, and the Board of Directors to ensure ... with a focus on financial services customers and regulators. + Partner with enterprise compliance engineering Corporate, External and Legal Affairs (CELA) teams… more
- Catalent Pharma Solutions (Somerset, NJ)
- **Position Summary** The Director, Cybersecurity - Governance, Risk , and Compliance (GRC) will lead the development, implementation, and ongoing management of ... our cybersecurity governance, risk , and compliance program. The Director will...safeguarding sensitive company, customer, and partner information and ensure operational resilience of critical business processes and operations. The… more
- TD Bank (New York, NY)
- …effectiveness + Provide mentorship to direct reports; and assume responsibility to minimize operational and regulatory risk by complying with Bank Code of ... enhancing their AML knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more