- MetLife (Whippany, NJ)
- …a culture of compliance. CRM is part of Global Risk Management (GRM). The Broker Dealer Compliance Officer will be responsible for supporting the broker -dealer ... program for MetLife Investors Distribution Company (MLIDC), a US registered broker -dealer. The role will also coordinate with the Investment's Compliance team… more
- Justworks (New York, NY)
- Benefits Broker Partnership Manager at Justworks (View all jobs) New York, New York Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great ... responsible for driving revenue growth through channel partnerships. The Benefits Broker Partnerships Manager will execute strategies to acquire, develop, and manage… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the ... Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three...Compliance Officer ("BD CCO") for three institutional FINRA registered broker -dealers and provide compliance support to the Capital Markets… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** The US and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital Management and ... directly to the Treasurer, the AVP will have involvement in all broker dealer treasury functions including: funding and liquidity risk management, asset liability… more
- AON (New York, NY)
- Aon is looking for an Assistant Vice President - Broker As part of an industry-leading team, you will help empower results for our clients by delivering innovative ... We are looking for an Assistant Vice President - Broker to work alongside the senior members on the...week. Your impact as an Assistant Vice President - Broker Job Responsibilities: + Partner with & support senior… more
- TD Bank (New York, NY)
- …role **Job Description:** **Preferred Qualifications:** TD Securities is looking for a broker -dealer accountant to join its legal entity control division in New York ... US Wholesale entities, which may include multiple SEC registered broker dealers. The successful candidate will be responsible for...books and records and regulatory filings for its US broker -dealers as well as non broker dealers.… more
- WTW (New York, NY)
- …result is a new way of embracing risk that drives superior results. The Broker interacts with WTW clients and carriers in meeting and exceeding the ongoing insurance ... of our customers _Please Note: We have flexibility to hire at the Broker Assistant, Broker or Senior Broker career levels depending upon the selected… more
- Robert Half Finance & Accounting (New York, NY)
- …Financial Services is recruiting for a Senior Accountant role for a Banking and Broker Dealer firm located in midtown Manhattan. Our client requires a CPA and 1+ ... years of Public/Private Accounting experience with Banking or Broker Dealer industry knowledge. The role reports directly into the Senior Accounting Manager for the… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... We are seeking an experienced cyber and professional lines broker to join our ProEx team. This position will...International Limited (HUB) is a leading full-service global insurance broker providing property and casualty, life and health, employee… more
- ADP (New York, NY)
- ADP is hiring a **H&B Broker Channel Sales Representative** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + ... **What you'll do:** _Responsibilities_ As a Major Accounts Sales H&B Broker District Manager, you will identify and cultivate new business opportunities… more
- AON (New York, NY)
- …What the day will look like + Perform the services of an Insurance Broker for Worker's Compensation, Commercial Auto, and General Liability policies. + Advise and ... What the day will look like + Perform the services of an Insurance Broker for Worker's Compensation, Commercial Auto, and General Liability policies. + Advise and… more
- AON (New York, NY)
- Aon Is Looking for an Associate Broker to join our team! Considering a job change? Take a look at Aon! This is a hybrid-based role located in our New York, NY ... our colleagues and clients succeed. #LI-CC1 #LI-HYBRID 2546007 Aon Is Looking for an Associate Broker to join our team! Considering a job change? Take a look at Aon!… more
- AON (New York, NY)
- Mergers & Acquisitions - Property & Casualty Broker Do you enjoy working with clients and carriers to build upon relationships starting with an existing book of ... incentive plan. #ILI-KA1 #LI-HYBRID 2545569 Mergers & Acquisitions - Property & Casualty Broker Do you enjoy working with clients and carriers to build upon… more
- CBRE (Queens County, NY)
- SPQREA - Senior Associate Broker Job ID 172155 Posted 17-Jun-2024 Service line Advisory Segment Role type Full-time Areas of Interest Sales/Brokerage Location(s) ... education, training, and experience. The salary offered for the SPQREA Associate Broker is 100% commission. **Equal Employment Opportunity:** CBRE is an equal… more
- Adecco US, Inc. (New York, NY)
- Adecco is seeking a motivated individual for a VP Broker within our expanding specialist reinsurance broking team. This is an opportunity to join a dynamic and ... collaborative team, providing support to existing clients as well as cultivating new business with insurance companies and retail brokers across all lines of business. Must-Have Requirements: + **Reinsurance** experience + Strong **Negotiation** skills +… more
- BMO Financial Group (New York, NY)
- Controller for US Institutional broker /dealer who leads/manages the accounting and regulatory reporting teams. Works closely with business leaders, Finance Partners, ... and operations to ensure compliance with 15c3-3 and 15c-3-1 rules. Generates information and insights that can support key business decisions to drive value, and improve efficiency/control. Acts as a subject matter expert on relevant capital/reserve… more
- Robert Half Finance & Accounting (New York, NY)
- …are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in downtown Manhattan New York. Our client requires 3-6+ ... years' Financial Analysis, FP& A or Business Performance experience at Financial Institution with strong Excel, Financial Modeling and P& L knowledge. This role is hybrid remote requiring 3 days per week in the downtown Manhattan office. This group is… more
- US Bank (New York, NY)
- …years of applicable experience - Experience and understanding of retail broker -dealer risks, products, operations and regulatory requirements - Experience and ... understanding of audit methodology and project management - Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business line's… more
- Robert Half Office Team (Jersey City, NJ)
- Description Medicare insurance company is seeking a full-time, bilingual Korean Broker Support Coordinator to join their team ASAP! In this role, you will be tasked ... with driving a top-notch service experience for our sales teams. This is a contract to hire employment opportunity. Responsibilities: + Handle inbound calls and requests from sales team, including questions to help drive sales productivity or operational… more
- Guardian Life (New York, NY)
- …Managed account implementation strategies include Strategists, UMA, SMA, Rep as PM, Multiple Strategy Proposals, Multiple Account Proposals as well as our Digital ... strategy. The Operations Sr Specialist will intimately understand how our Portfolio Administration Technologies, Envestnet, Orion and our new digital partner, are used to facilitate a strategy, from proposal through to account investing. This individual will… more